Search Result

1161 - 1180 of 1781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

As Published: 2015

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

IPRU-INV 5.16 Foreign exchange requirement

As Published: 2016

IPRU-INV 5.16 Foreign exchange requirement

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 2.2 FINANCIAL RESOURCES REQUIREMENTS

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business