Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

FEES 6.5 Compensation costs

COLL 8.3 Investor relations

MCOB 9.4 Content of illustrations

COLL 8.5 Powers and responsibilities

SUP 18.2 Insurance business transfers

DISP App 1.6 Valuing Relevant Benefits

CREDS 7.2 General requirements concerning lending policy

PERG 5.14 Exemptions

FEES 5.4 Information requirement

GEN 4.2 Purpose

SYSC 2.1 Apportionment of Responsibilities

PERG 8.3 Financial promotion

COLL 8.6 Termination, suspension, and schemes of arrangement

LR 9.7A Preliminary statement of annual results, and statement of dividends

CASS 1.2 General application: who? what?

DISP 1.4 Complaints resolution rules

LR 12.4 Purchase of own equity shares

DISP 3.3 Dismissal without consideration of the merits and test cases