Search Result

941 - 960 of 1783 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2015

ICOBS 6.2 Pre-contract information: general insurance contracts

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose