Search Result

901 - 920 of 1386 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose