Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

SYSC 4.3A Management body and nomination committee

As Published: 2014

SYSC 4.3A Management body and nomination committee

…

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

…

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

…

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 4.2 Contents and format of listing particulars

MAR 2.5 The Price Stabilising Rules: overseas provisions

EG 19.30 The Mortgage Credit Directive Order

COLL 11.2 Approval of a feeder UCITS

BIPRU 9.5 Synthetic securitisation

REC 4.2C Control over a UK RIE

DEPP 7.2 Interviews

EG 19.22 Decision making under the Payment Services Regulations

COLL 7.6 Schemes of arrangement

LR 2.2 Requirements for all securities

PERG 9.3 The definition

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

IPRU-INV 5.4 Financial resources requirement

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 4.3A Management body and nomination committee

INSPRU 3.1 Market risk in insurance

PERG 8.26 The investment must be a particular investment

COBS 4.11 Record keeping: financial promotion

EG 9.2 The FCA’s general policy in this area