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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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