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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

COND 1.2 Purpose

COND 1.1A Application

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 12.9 Record keeping

CREDS 8.3 Approved persons

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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MAR 10.2 Position limit requirements

DISP App 1.4 Policy reconstruction

EG 19.20 Payment Services Regulations 2017

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DISP 1.5 Complaints resolved by close of the third business day

IFPRU 1.2 Significant IFPRU firm

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

DISP 1.2 Consumer awareness rules

COLL 6.9 Independence, names and UCITS business restrictions

CASS 10.1 Application, purpose and general provisions