Search Result

461 - 480 of 1638 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 10C.1 Application

As Published: 2015

SUP 10C.1 Application

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

MCOB 10.3 Formula and assumptions for calculating the APR

As Published: 2004

MCOB 10.3 Formula and assumptions for calculating the APR

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

APER 1.1A Application

As Published: 2015

APER 1.1A Application

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules