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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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Similar To

PERG 6.2 Purpose of guidance

PERG 10.2 General issues

CASS 8.1 Application

PERG 4.18 Regulated activities related to mortgages: flowchart

MCOB 8.1 Application

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MCOB 6.7 Business loans and loans to high net worth mortgage customers: tailored provisions

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SUP 3.10 Duties of auditors: notification and report on client assets

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy