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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

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LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

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COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PR App 1.1

As Published: 2005

PR App 1.1

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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PR App 3.1

As Published: 2005

PR App 3.1

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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DTR 3.1

As Published: 2005

DTR 3.1

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REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

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REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

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IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

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BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

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