Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

…

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

…

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

…

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 15.7 Form and method of notification

SYSC 12.1 Application

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP App 3.6 Freedom to provide services

PR 1.1 Preliminary

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

COLL 9.3 Section 272 recognised schemes

DEPP 6.5A The five steps for penalties imposed on firms

SYSC 4.9

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 18.3 Insurance business transfers outside the United Kingdom

EG 7.2 Alternatives to sanctions