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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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MCOB 4.4A Initial disclosure requirements

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

SUP 15.7 Form and method of notification

SUP 10C.16 References and accurate information

DTR 8.4 Continuing obligations

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

COLL 11.5 Auditors

PERG 8.4 Invitation or inducement

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

REC 4.2B Exercise of passport rights by a UK RIE

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 2.6 Specified investments: a broad outline

ICOBS 8.4 Employers’ Liability Insurance

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

SUP 14.6 Cancelling qualification for authorisation

REC 1.1 Application

SUP 12.2 Introduction

INSPRU 8.2 Special provisions for Lloyd's

DEPP 4.1 Executive decision maker