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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DISP 1.11 The Society of Lloyd's

As Published: 2010

DISP 1.11 The Society of Lloyd's

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls