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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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