Search Result

121 - 140 of 1238 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

As Published: 2015

IPRU-INV 2.4 BONDING REQUIREMENT FOR ACCOUNTANTS

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

SYSC 4.7

As Published: 2015

SYSC 4.7

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SYSC 5.2

As Published: 2015

SYSC 5.2