Search Result

1121 - 1140 of 1271 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

…

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

…

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

…

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

…

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

…

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

…

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

…

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

…

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

As Published: 2013

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

…

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

…

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

…

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

…

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

…

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

…