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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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Similar To

DISP App 1.1 Introduction

PERG 1.2 Introduction

PERG 9.1 Application and Purpose

COLL 11.2 Approval of a feeder UCITS

DTR 3.1

MAR 9.5 Frequently Asked Questions

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 12.1 The FCA’s general approach

COLL 6.1 Introduction and Application

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy