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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

EG 8.8 Other relevant powers

As Published: 2017

EG 8.8 Other relevant powers

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

SYSC 4.9

As Published: 2015

SYSC 4.9

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application