Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

…

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

…

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

…

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 16.19 Immigration Act compliance reporting

COLL 12.3 EEA UCITS management companies

SUP 5.5 Duties of firms

PERG 8.14 Other financial promotions

SYSC 2.2 Recording the apportionment

MCOB 2.8 Record keeping

DTR 4.2 Half-yearly financial reports

SUP 16.9 Appointed representatives annual report

IFPRU 6.3 Expectations relating to internal models

SYSC 3.2 Areas covered by systems and controls

SUP 10C.16 References and accurate information

LR 9.8 Annual financial report

SYSC 4.8

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC