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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

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CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

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EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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