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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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SUP 16.9 Appointed representatives annual report

DEPP 6.4 Financial penalty or public censure

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

LR 13.7 Circulars about purchase of own equity shares

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 3.11 Review of auditor’s client assets report

EG 7.6 Private warnings

PERG 15.3 Payment services

COBS 11.5 Record keeping: client orders and transactions [deleted]

BIPRU 12.8 Cross-border and intra-group management of liquidity

EG 16.1 The FCA’s general approach to making disapplication orders

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 3.4 Members of the management body and internal organisation

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

SUP 16.11 Product Sales Data Reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

PERG 8.5 In the course of business

PERG 16.5 How AIFMD affects other regulated activities