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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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