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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

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COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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Similar To

EG 12.1 The FCA’s general approach

LR 3.3 Shares

APER 4.4 Statement of Principle 4

LR 5.4A Transfer between listing categories

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.2C Control over a UK RIE

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 16.2 Disapplication orders

DEPP 6.5D Serious financial hardship

SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy