Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

…

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

…

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

…

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

…

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 4.1 Application and purpose

PRIN 1.1 Application and purpose

COBS 14.3 Information about designated investments (non-MiFID provisions)

EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

FEES 9.1 Application and purpose

REC 3.6 Constitution and governance

EG 1.1 Overview

SYSC 19C.1 General application and purpose

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent