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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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PR 2.3 Minimum information to be included in a prospectus

DISP 1.10B Payment services and electronic money complaints reporting

DISP 1.10A Complaints data publication rules

EG 4.13 Preliminary findings letters and preliminary investigation reports

PR 4.2 Third country issuers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 3.3 Appointment of auditors

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

IFPRU 11.2 Individual recovery plans

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

BIPRU 14.2 Calculation of the capital requirement for CCR

EG 10.7 FCA costs

SYSC 8.1 General outsourcing requirements

MAR 10.2 Position limit requirements

SYSC 19C.3 Remuneration principles

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

EG 7.6 Private warnings

COCON 2.1 Individual conduct rules

SUP 9.2 Making a request for individual guidance

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases