Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

…

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

…

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

…

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 7.3 Does the activity require authorisation?

EG 4.9 Involvement of FCA supervisors during the investigation phase

IFPRU 10.6 Application on an individual and consolidated basis

EG 2.7 Sources of cases

TC 1.1 Who, what and where?

SUP 14.8 Further guidance

SUP 3.5 Auditors' independence

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COBS 15.2 The right to cancel

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

ICOBS 8.2 Motor vehicle liability insurers

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

LR 17.3 Requirements with continuing application

APER 1.1A Application

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

IFPRU 4.14 Counterparty credit risk

DEPP 6.5A The five steps for penalties imposed on firms

BIPRU 1.3 Applications for advanced approaches and waivers

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy