Search Result

481 - 500 of 1608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

As Published: 2015

CONC 5.5 Creditworthiness assessment: P2P agreements [deleted]

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General