Search Result

481 - 500 of 1482 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.2A Describing advice services [deleted]

As Published: 2010

COBS 6.2A Describing advice services [deleted]

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

SYSC 4.6

As Published: 2015

SYSC 4.6

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver