Search Result

481 - 500 of 1541 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 13.2 General

As Published: 2011

PERG 13.2 General

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

SYSC 4.9

As Published: 2015

SYSC 4.9

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

EG 9.4 Prohibition orders against exempt persons and members of professional firms

As Published: 2016

EG 9.4 Prohibition orders against exempt persons and members of professional firms

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading