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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

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REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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