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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

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BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

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SUP 3.11 Review of auditor’s client assets report

As Published: 2011

SUP 3.11 Review of auditor’s client assets report

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BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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