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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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Similar To

APER 4.1 Statement of Principle 1

SUP 1A.1 Application and purpose

DTR 2.2 Disclosure of inside information

REC 4.2 The supervisory relationship with UK recognised bodies

LR 8.4 Role of a sponsor: transactions

PERG 4.12 Appointed representatives

SUP 10A.7 FCA required functions

REC 3.18 Membership

REC 2.15 Discipline

PERG 5.11 Other aspects of exclusions

SUP 11.8 Changes in the circumstances of existing controllers

PR 2.4 Incorporation by reference

REC 3.5 Disciplinary action and events relating to members of the management body

SUP 13A.7 Top-up permission

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

REC 3.4 Members of the management body and internal organisation

REC 3.13 Delegation of relevant functions

CONC 2.7 Distance marketing

REC 4.2C Control over a UK RIE

COLL 8.5 Powers and responsibilities