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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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SYSC 1.4 Application of SYSC 11 to 28

As Published: 2006

SYSC 1.4 Application of SYSC 11 to 28

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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