Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CASS 11.3 Responsibility for CASS operational oversight

SUP 14.2 Changes to branch details

LR 8.6 Criteria for approval as a sponsor

EG 19.32 The Payment Accounts Regulations 2015

SUP 11.8 Changes in the circumstances of existing controllers

REC 3.14A Operation of a trading venue

FEES App 1.2 Periodic Fees

EG 7.6 Private warnings

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

MAR 1.1 Application and interpretation

SUP 10A.14 Changes to an FCA-approved person's details

SUP 10A.17 Further questions

SUP 13A.3 Qualifications for authorisation under the Act

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

COLL 12.2 UK UCITS management companies

PR App 1.1

SYSC 12.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PR 5.3 Certificate of approval

FEES 4.4 Information on which fees are calculated