Search Result

181 - 200 of 881 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

PERG 4.10A Activities regulated under the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities regulated under the Mortgage Credit Directive

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

COND 1.3 General

As Published: 2013

COND 1.3 General

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading