Search Result

181 - 200 of 1669 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DISP 1.1A Complaints handling requirements for MiFID complaints

As Published: 2017

DISP 1.1A Complaints handling requirements for MiFID complaints

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

PERG 3A.1 Introduction

As Published: 2011

PERG 3A.1 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose