Search Result

441 - 460 of 1546 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

LR 16.1 Application

As Published: 2005

LR 16.1 Application

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

PERG 15.2 General

As Published: 2011

PERG 15.2 General

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention