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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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DEPP 3.4 Urgent supervisory notice cases

LR 13.5 Financial information in Class 1 Circulars

REC 4.2 The supervisory relationship with UK recognised bodies

REC 3.20 Disciplinary action relating to members

SYSC 19C.2 General requirement

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 4.3 Regulated activities related to mortgages

PERG 8.9 Circumstances where the restriction in section 21 does not apply

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COLL 6.2 Dealing

CREDS 2.1 Application and purpose

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation