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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

BIPRU 8.5 Basis of consolidation

COND 1.2 Purpose

SUP 16.9 Appointed representatives annual report

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

FIT 1.3 Assessing fitness and propriety

COBS 21.2 Rules for firms engaged in linked long-term insurance business

EG 6.2 Publicity during, or upon the conclusion of regulatory action

FEES 4.2 Obligation to pay periodic fees

SUP 10A.8 Systems and controls functions

SUP 10C.11 Statements of responsibilities

DEPP 5.1 Settlement decision makers

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

REC 1.1 Application

BIPRU 4.10 The IRB approach: Credit risk mitigation

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DISP 1.10B Payment services and electronic money complaints reporting

SUP 15.8 Notification in respect of particular products and services