Search Result

321 - 340 of 1630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose