Search Result

321 - 340 of 1235 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

…

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

…

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

…

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

…

IFPRU 10.3 Countercyclical capital buffer

As Published: 2014

IFPRU 10.3 Countercyclical capital buffer

…

BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

…

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

…

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

…

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…