Search Result

221 - 240 of 1788 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID