Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.4 Invitation or inducement

SUP 7.1 Application and purpose

SUP 1A.2 Introduction

PERG 8.21 Company statements, announcements and briefings

EG 6.5 Publicity during, or upon the conclusion of civil action

PR 4.1 Use of languages

PR 2.3 Minimum information to be included in a prospectus

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.5 FCA supervision of action by UK RIEs under their default rules

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

LR 9.2 Requirements with continuing application

IFPRU 11.2 Individual recovery plans

FEES 9.2 PSR fees

SUP 3.3 Appointment of auditors

IFPRU 11.7 Notifications

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy