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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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