Search Result

161 - 180 of 1717 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose