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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PR App 3.1

As Published: 2005

PR App 3.1

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SYSC 5.2

As Published: 2015

SYSC 5.2

BIPRU 9.6 Implicit support

As Published: 2011

BIPRU 9.6 Implicit support

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements