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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

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SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

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