Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

…

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 6.5 FCA decision on recognition

MCOB 5A.6 Other information

EG 16.4 The effect of a disapplication order

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

PERG 8.9 Circumstances where the restriction in section 21 does not apply

DEPP 4.1 Executive decision maker

FEES 5.2 Introduction

ICOBS 3.2 E-Commerce

IFPRU 2.1 Application and purpose

FEES App 1 Annex 4 Glossary of definitions

LR 15.4 Continuing obligations

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation