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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers