Search Result

341 - 360 of 1808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COND 1.1A Application

As Published: 2013

COND 1.1A Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PR App 1.1

As Published: 2005

PR App 1.1

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs